Spectrum Asset Management, Inc. (NB/CA)
Q3 2026 13F filing
Updated 17 days ago123 disclosed positions worth $346.3M
Full holdings
Every line item disclosed in Q3 2026
| # | Stock | Value | Shares | % Portfolio | Change |
|---|---|---|---|---|---|
| 1 | W WELLS FARGO & CO | $31.1M | 388.8K | 8.99% | Trimmed(-4.5%) |
| 2 | V VANGUARD BD INDEX FDS | $23.3M | 471.2K | 6.74% | Trimmed(-3.4%) |
| 3 | I INVESCO EXCHANGE TRADED FD T | $18.3M | 88.2K | 5.29% | Trimmed(-30.0%) |
| 4 | S SCHWAB STRATEGIC TR | $17.8M | 535.2K | 5.15% | Added(+2.0%) |
| 5 | ? N/A FIRST TR EXCHNG TRADED FD VI | $13.1M | 272.7K | 3.78% | Trimmed(-0.2%) |
| 6 | F FIRST TR EXCHNG TRADED FD VI | $13M | 267.0K | 3.77% | Added(+4.8%) |
| 7 | I ISHARES GOLD TR | $12.7M | 162.9K | 3.67% | Added(+2.1%) |
| 8 | ? N/A FIRST TR EXCHNG TRADED FD VI | $11.2M | 245.9K | 3.25% | Trimmed(-0.5%) |
| 9 | S SCHWAB STRATEGIC TR | $9.4M | 341.2K | 2.71% | Added(+38.8%) |
| 10 | ? N/A FIRST TR EXCHNG TRADED FD VI | $7.3M | 251.7K | 2.11% | Trimmed(-0.3%) |
| 11 | ? N/A FIRST TR EXCHNG TRADED FD VI | $7.1M | 137.6K | 2.05% | Trimmed(-1.6%) |
| 12 | S SCHWAB STRATEGIC TR | $7.1M | 197.5K | 2.05% | Added(+9.0%) |
| 13 | C CHEVRON CORPORATION | $6.5M | 31.8K | 1.88% | Trimmed(-1.3%) |
| 14 | X EXXONMOBIL HOLDINGS CORP | $6.4M | 39.5K | 1.86% | — |
| 15 | I ILLUMINA INC | $6.3M | 23.1K | 1.83% | Trimmed(-2.0%) |
| 16 | C CISCO SYS INC | $5.7M | 53.2K | 1.65% | Trimmed(-2.2%) |
| 17 | ? N/A FIRST TR EXCHNG TRADED FD VI | $5.6M | 115.7K | 1.62% | Trimmed(-2.3%) |
| 18 | G ALPHABET INC | $5.5M | 16.0K | 1.58% | Trimmed(-15.0%) |
| 19 | S SELECT SECTOR SPDR TR | $5.2M | 30.8K | 1.50% | — |
| 20 | E ISHARES TR | $5.1M | 52.8K | 1.49% | Added(+0.4%) |
| 21 | M MICROSOFT CORP | $4.9M | 9.5K | 1.41% | Trimmed(-1.6%) |
| 22 | A ABBVIE INC | $4.6M | 17.7K | 1.34% | Trimmed(-2.4%) |
| 23 | ? N/A FIRST TR EXCHNG TRADED FD VI | $4.5M | 90.0K | 1.30% | Trimmed(-2.3%) |
| 24 | W WALMART INC | $4.2M | 40.3K | 1.21% | Trimmed(-0.3%) |
| 25 | E EMCOR GROUP INC | $4.1M | 5.4K | 1.17% | Trimmed(-2.7%) |
| 26 | E ISHARES INC | $4M | 36.1K | 1.14% | Added(+2.2%) |
| 27 | S CHARLES SCHWAB CORP (THE) | $3.8M | 39.3K | 1.11% | Trimmed(-2.3%) |
| 28 | F FREEPORT MCMORAN INC | $3.8M | 54.7K | 1.11% | Trimmed(-2.1%) |
| 29 | S SELECT SECTOR SPDR TR | $3.7M | 60.6K | 1.08% | Added(+0.9%) |
| 30 | E EMERSON ELEC CO | $3.6M | 23.0K | 1.03% | Trimmed(-3.0%) |
| 31 | D DUKE ENERGY CORP NEW | $3.3M | 28.7K | 0.95% | Trimmed(-2.0%) |
| 32 | ? N/A SERIES PORTFOLIOS TR | $3.3M | 127.3K | 0.94% | Added(+2.4%) |
| 33 | N NOVARTIS AG | $3.2M | 22.1K | 0.91% | Trimmed(-2.4%) |
| 34 | B BERKSHIRE HATHAWAY INC DEL | $3.1M | 6.3K | 0.91% | Trimmed(-1.7%) |
| 35 | E EDWARDS LIFESCIENCES CORP | $3M | 35.0K | 0.87% | Trimmed(-2.9%) |
| 36 | L L3HARRIS TECHNOLOGIES INC | $3M | 12.5K | 0.86% | Trimmed(-1.6%) |
| 37 | E ISHARES TR | $2.9M | 17.6K | 0.85% | Added(+2.9%) |
| 38 | E ISHARES TR | $2.9M | 28.6K | 0.83% | Trimmed(-34.1%) |
| 39 | S SCHWAB STRATEGIC TR | $2.7M | 112.9K | 0.77% | Trimmed(-13.6%) |
| 40 | S STATE STR SPDR S&P 500 ETF T | $2.5M | 3.2K | 0.71% | Trimmed(-0.1%) |
| 41 | S SCHWAB STRATEGIC TR | $2.4M | 82.2K | 0.70% | Added(+2.4%) |
| 42 | B BERKSHIRE HATHAWAY INC DEL | $2.2M | 3 | 0.65% | Unchanged |
| 43 | L LINDE PLC | $2.2M | 4.6K | 0.63% | Trimmed(-2.1%) |
| 44 | O ORACLE CORP | $2.1M | 15.4K | 0.61% | Trimmed(-2.3%) |
| 45 | S SOLSTICE ADVANCED MATLS INC | $2M | 35.6K | 0.58% | Added(+17.4%) |
| 46 | A APPLE INC | $2M | 5.9K | 0.57% | Trimmed(-2.9%) |
| 47 | ? N/A FIRST TR EXCHNG TRADED FD VI | $1.9M | 39.7K | 0.53% | Trimmed(-0.9%) |
| 48 | G ALPHABET INC | $1.8M | 5.1K | 0.51% | Added(+0.2%) |
| 49 | H HONEYWELL INTL INC | $1.6M | 7.4K | 0.45% | Trimmed(-16.6%) |
| 50 | ? N/A FIRST TR EXCHNG TRADED FD VI | $1.5M | 28.3K | 0.43% | Trimmed(-0.4%) |