Spectrum Asset Management, Inc. (NB/CA)

hedge fundUpdated 17 days ago

Managed by Spectrum Asset Management, Inc. (Nb/Ca) • Latest filing Q3 2026

Portfolio value

$346.3M

Q3 2026

Filings

5

Quarterly 13F history

Top-10 concentration

99.9%

Weight of largest holdings

Annualized return

21.8%

Implied from 13F holdings

Portfolio value history

13F-disclosed portfolio value over 5 quarters

Show data table

Period	Portfolio value
Q3 2025	$284.4M
Q4 2025	$299.8M
Q1 2026	$314.8M
Q2 2026	$360.4M
Q3 2026	$346.3M

Top holdings

123 positions as of Q3 2026

#	Stock	Value	Shares	% Portfolio	Change
1	W WFC-PZ History → WELLS FARGO & CO	$31.1M	388.8K	8.99%	Trimmed(-4.5%)
2	V VGES History → VANGUARD BD INDEX FDS	$23.3M	471.2K	6.74%	Trimmed(-3.4%)
3	I IVZ History → INVESCO EXCHANGE TRADED FD T	$18.3M	88.2K	5.29%	Trimmed(-30.0%)
4	S SCHW-PJ History → SCHWAB STRATEGIC TR	$17.8M	535.2K	5.15%	Added(+2.0%)
5	? N/A FIRST TR EXCHNG TRADED FD VI	$13.1M	272.7K	3.78%	Trimmed(-0.2%)
6	F FPF History → FIRST TR EXCHNG TRADED FD VI	$13M	267.0K	3.77%	Added(+4.8%)
7	I IAU History → ISHARES GOLD TR	$12.7M	162.9K	3.67%	Added(+2.1%)
8	? N/A FIRST TR EXCHNG TRADED FD VI	$11.2M	245.9K	3.25%	Trimmed(-0.5%)
9	S SCHW-PJ History → SCHWAB STRATEGIC TR	$9.4M	341.2K	2.71%	Added(+38.8%)
10	? N/A FIRST TR EXCHNG TRADED FD VI	$7.3M	251.7K	2.11%	Trimmed(-0.3%)
11	? N/A FIRST TR EXCHNG TRADED FD VI	$7.1M	137.6K	2.05%	Trimmed(-1.6%)
12	S SCHW-PJ History → SCHWAB STRATEGIC TR	$7.1M	197.5K	2.05%	Added(+9.0%)
13	C CVX History → CHEVRON CORPORATION	$6.5M	31.8K	1.88%	Trimmed(-1.3%)
14	X XOM History → EXXONMOBIL HOLDINGS CORP	$6.4M	39.5K	1.86%	—
15	I ILMN History → ILLUMINA INC	$6.3M	23.1K	1.83%	Trimmed(-2.0%)
16	C CSCO History → CISCO SYS INC	$5.7M	53.2K	1.65%	Trimmed(-2.2%)
17	? N/A FIRST TR EXCHNG TRADED FD VI	$5.6M	115.7K	1.62%	Trimmed(-2.3%)
18	G GOOGN History → ALPHABET INC	$5.5M	16.0K	1.58%	Trimmed(-15.0%)
19	S STT-PG History → SELECT SECTOR SPDR TR	$5.2M	30.8K	1.50%	—
20	E ETHA History → ISHARES TR	$5.1M	52.8K	1.49%	Added(+0.4%)

W

1.WFC-PZ History →

WELLS FARGO & CO

-4.5%

Value

$31.1M

Shares

388.8K

% Port

8.99%

V

2.VGES History →

VANGUARD BD INDEX FDS

-3.4%

Value

$23.3M

Shares

471.2K

% Port

6.74%

I

3.IVZ History →

INVESCO EXCHANGE TRADED FD T

-30.0%

Value

$18.3M

Shares

88.2K

% Port

5.29%

S

4.SCHW-PJ History →

SCHWAB STRATEGIC TR

+2.0%

Value

$17.8M

Shares

535.2K

% Port

5.15%

?

5.N/A

FIRST TR EXCHNG TRADED FD VI

-0.2%

Value

$13.1M

Shares

272.7K

% Port

3.78%

F

6.FPF History →

FIRST TR EXCHNG TRADED FD VI

+4.8%

Value

$13M

Shares

267.0K

% Port

3.77%

I

7.IAU History →

ISHARES GOLD TR

+2.1%

Value

$12.7M

Shares

162.9K

% Port

3.67%

?

8.N/A

FIRST TR EXCHNG TRADED FD VI

-0.5%

Value

$11.2M

Shares

245.9K

% Port

3.25%

S

9.SCHW-PJ History →

SCHWAB STRATEGIC TR

+38.8%

Value

$9.4M

Shares

341.2K

% Port

2.71%

?

10.N/A

FIRST TR EXCHNG TRADED FD VI

-0.3%

Value

$7.3M

Shares

251.7K

% Port

2.11%

?

11.N/A

FIRST TR EXCHNG TRADED FD VI

-1.6%

Value

$7.1M

Shares

137.6K

% Port

2.05%

S

12.SCHW-PJ History →

SCHWAB STRATEGIC TR

+9.0%

Value

$7.1M

Shares

197.5K

% Port

2.05%

C

13.CVX History →

CHEVRON CORPORATION

-1.3%

Value

$6.5M

Shares

31.8K

% Port

1.88%

X

14.XOM History →

EXXONMOBIL HOLDINGS CORP

Value

$6.4M

Shares

39.5K

% Port

1.86%

I

15.ILMN History →

ILLUMINA INC

-2.0%

Value

$6.3M

Shares

23.1K

% Port

1.83%

C

16.CSCO History →

CISCO SYS INC

-2.2%

Value

$5.7M

Shares

53.2K

% Port

1.65%

?

17.N/A

FIRST TR EXCHNG TRADED FD VI

-2.3%

Value

$5.6M

Shares

115.7K

% Port

1.62%

G

18.GOOGN History →

ALPHABET INC

-15.0%

Value

$5.5M

Shares

16.0K

% Port

1.58%

S

19.STT-PG History →

SELECT SECTOR SPDR TR

Value

$5.2M

Shares

30.8K

% Port

1.50%

E

20.ETHA History →

ISHARES TR

+0.4%

Value

$5.1M

Shares

52.8K

% Port

1.49%

View full portfolio (123 holdings) →

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