Q3 2026 13F filing

Updated 17 days ago

129 disclosed positions worth $100.9M

Portfolio value

$100.9M

Total holdings

129

New positions

Closed positions

Increased

Decreased

Turnover

13.9%

Filed

2026-10-19

Full holdings

Every line item disclosed in Q3 2026

#	Stock	Value	Shares	% Portfolio	Change
1	V VGES VANGUARD FTSE DEVELOPED MARKETS INDEX FUND ETF SHARES	$11.8M	167.7K	11.74%	Trimmed(-1.6%)
2	E ETHA ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	$10.1M	197.3K	10.02%	Added(+2.0%)
3	S STT-PG STATE STREET SPDR PORTFOLIO S&P 500 ETF	$8.5M	94.2K	8.38%	Trimmed(-0.8%)
4	V VGES VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF SHARES	$7.8M	107.4K	7.76%	Added(+1.8%)
5	E ETHA ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF	$6.3M	124.1K	6.20%	Added(+95.1%)
6	J JPM-PM JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF	$5.3M	114.2K	5.29%	Added(+4.4%)
7	? N/A IMGP DBI MANAGED FUTURES STRATEGY ETF	$5.1M	156.7K	5.05%	Added(+0.3%)
8	V VGES VANGUARD MORNINGSTAR VALUE ETF	$4.7M	21.6K	4.64%	Trimmed(-1.9%)
9	E ETHA INVESCO S&P 500 QUALITY ETF	$4.5M	53.4K	4.45%	Trimmed(-2.9%)
10	E ETHA ISHARES CONVERTIBLE BOND ETF	$4.5M	39.7K	4.44%	Trimmed(-0.4%)
11	I IVZ INVESCO VARIABLE RATE PREFERRED ETF	$4M	169.2K	3.98%	Trimmed(-0.5%)
12	A AAPL APPLE INC	$3.4M	10.1K	3.35%	Unchanged
13	S STT-PG STATE STREET SPDR PORTFOLIO EMERGING MARKETS ETF	$2.7M	52.4K	2.69%	Trimmed(-1.4%)
14	E ETHA ISHARES CORE UNIVERSAL USD BOND ETF	$2.6M	59.4K	2.60%	Trimmed(-3.1%)
15	V VGES VANGUARD MORNINGSTAR GROWTH ETF	$2.1M	23.1K	2.06%	Trimmed(-0.9%)
16	V VGES VANGUARD S&P 500 GROWTH INDEX FUND ETF SHARES	$1.6M	18.7K	1.58%	Trimmed(-1.7%)
17	A ARCC STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF	$1.5M	27.9K	1.46%	Trimmed(-3.5%)
18	V VGES VANGUARD MORNINGSTAR SMALL-CAP ETF	$1.4M	4.8K	1.36%	Trimmed(-2.4%)
19	E EZBC FRANKLIN FTSE INDIA ETF	$875K	26.1K	0.87%	Trimmed(-1.3%)
20	S STT-PG STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF	$698K	5.7K	0.69%	Unchanged
21	E ETHA ISHARES CORE S&P 500 ETF	$596K	778	0.59%	Unchanged
22	? N/A ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF	$562K	11.3K	0.56%	Added(+10.9%)
23	T TJX TJX COS INC NEW	$509K	3.8K	0.50%	Unchanged
24	E ETHA ISHARES RUSSELL 1000 GROWTH ETF	$490K	3.9K	0.49%	Trimmed(-2.3%)
25	C CSCO CISCO SYS INC	$451K	4.2K	0.45%	Unchanged
26	C CAT CATERPILLAR INC	$368K	454	0.36%	Unchanged
27	I ISMCF ISHARES CORE S&P U.S. GROWTH ETF	$368K	1.9K	0.36%	Unchanged
28	E ETHA ISHARES CORE S&P U.S. VALUE ETF	$356K	3.2K	0.35%	Added(+0.1%)
29	V VGES VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF SHARES	$338K	2.2K	0.34%	Unchanged
30	? N/A AVANTIS EMERGING MARKETS EQUITY ETF	$308K	3.3K	0.31%	Added(+1.7%)
31	V VGES VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF	$275K	1.2K	0.27%	Trimmed(-1.5%)
32	V VGES VANGUARD RUSSELL 1000 GROWTH INDEX FUND ETF SHARES	$267K	2.1K	0.26%	Unchanged
33	E ETHA ISHARES MSCI USA MOMENTUM FACTOR ETF	$266K	839	0.26%	Unchanged
34	V VGES VANGUARD FTSE EUROPE ETF	$227K	2.6K	0.22%	Added(+1.1%)
35	S SPY STATE STREET SPDR S&P 500 ETF TRUST	$221K	290	0.22%	Unchanged
36	N NEE-PS NEXTERA ENERGY INC	$203K	2.7K	0.20%	Unchanged
37	? N/A NORTHERN TRUST INTERNATIONAL QUALITY DIVIDEND ETF	$200K	5.8K	0.20%	Unchanged
38	S STT-PG STATE STREET SPDR S&P 400 MID CAP GROWTH ETF	$199K	1.9K	0.20%	Unchanged
39	N NONOF NOVO NORDISK A/S	$192K	5.1K	0.19%	Unchanged
40	E ETHA ISHARES GLOBAL EQUITY FACTOR ETF	$191K	3.1K	0.19%	Unchanged
41	E ETHA ISHARES MSCI EAFE ETF	$191K	1.8K	0.19%	Unchanged
42	J JNJ JOHNSON & JOHNSON	$176K	666	0.17%	Unchanged
43	Q QQQ INVESCO QQQ TR	$172K	232	0.17%	Unchanged
44	V VGES VANGUARD SHORT TERM CORP BD ETF	$171K	2.2K	0.17%	Unchanged
45	L LMT LOCKHEED MARTIN CORP	$168K	330	0.17%	Unchanged
46	M MSFT MICROSOFT CORP	$167K	325	0.17%	Unchanged
47	E ETHA ISHARES SELECT DIVIDEND ETF	$160K	1.1K	0.16%	Unchanged
48	H HD HOME DEPOT INC	$146K	514	0.14%	Unchanged
49	V VGES VANGUARD TOTAL BOND MARKET INDEX FUND ETF SHARES	$138K	2.0K	0.14%	Trimmed(-0.6%)
50	M MRK MERCK & CO. INC.	$138K	950	0.14%	Unchanged

1.VGES

VANGUARD FTSE DEVELOPED MARKETS INDEX FUND ETF SHARES

-1.6%

Value

$11.8M

167.7K

% Port

11.74%

2.ETHA

ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF

+2.0%

Value

$10.1M

197.3K

% Port

10.02%

3.STT-PG

STATE STREET SPDR PORTFOLIO S&P 500 ETF

-0.8%

Value

$8.5M

94.2K

% Port

8.38%

4.VGES

VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF SHARES

+1.8%

Value

$7.8M

107.4K

% Port

7.76%

5.ETHA

ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF

+95.1%

Value

$6.3M

124.1K

% Port

6.20%

6.JPM-PM

JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF

+4.4%

Value

$5.3M

114.2K

% Port

5.29%

7.N/A

IMGP DBI MANAGED FUTURES STRATEGY ETF

+0.3%

Value

$5.1M

156.7K

% Port

5.05%

8.VGES

VANGUARD MORNINGSTAR VALUE ETF

-1.9%

Value

$4.7M

21.6K

% Port

4.64%

9.ETHA

INVESCO S&P 500 QUALITY ETF

-2.9%

Value

$4.5M

53.4K

% Port

4.45%

10.ETHA

ISHARES CONVERTIBLE BOND ETF

-0.4%

Value

$4.5M

39.7K

% Port

4.44%

11.IVZ

INVESCO VARIABLE RATE PREFERRED ETF

-0.5%

Value

$4M

169.2K

% Port

3.98%

12.AAPL

APPLE INC

Unchanged

Value

$3.4M

10.1K

% Port

3.35%

13.STT-PG

STATE STREET SPDR PORTFOLIO EMERGING MARKETS ETF

-1.4%

Value

$2.7M

52.4K

% Port

2.69%

14.ETHA

ISHARES CORE UNIVERSAL USD BOND ETF

-3.1%

Value

$2.6M

59.4K

% Port

2.60%

15.VGES

VANGUARD MORNINGSTAR GROWTH ETF

-0.9%

Value

$2.1M

23.1K

% Port

2.06%

16.VGES

VANGUARD S&P 500 GROWTH INDEX FUND ETF SHARES

-1.7%

Value

$1.6M

18.7K

% Port

1.58%

17.ARCC

STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF

-3.5%

Value

$1.5M

27.9K

% Port

1.46%

18.VGES

VANGUARD MORNINGSTAR SMALL-CAP ETF

-2.4%

Value

$1.4M

4.8K

% Port

1.36%

19.EZBC

FRANKLIN FTSE INDIA ETF

-1.3%

Value

$875K

26.1K

% Port

0.87%

20.STT-PG

STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF

Unchanged

Value

$698K

5.7K

% Port

0.69%

21.ETHA

ISHARES CORE S&P 500 ETF

Unchanged

Value

$596K

778

% Port

0.59%

22.N/A

ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF

+10.9%

Value

$562K

11.3K

% Port

0.56%

23.TJX

TJX COS INC NEW

Unchanged

Value

$509K

3.8K

% Port

0.50%

24.ETHA

ISHARES RUSSELL 1000 GROWTH ETF

-2.3%

Value

$490K

3.9K

% Port

0.49%

25.CSCO

CISCO SYS INC

Unchanged

Value

$451K

4.2K

% Port

0.45%

26.CAT

CATERPILLAR INC

Unchanged

Value

$368K

454

% Port

0.36%

27.ISMCF

ISHARES CORE S&P U.S. GROWTH ETF

Unchanged

Value

$368K

1.9K

% Port

0.36%

28.ETHA

ISHARES CORE S&P U.S. VALUE ETF

+0.1%

Value

$356K

3.2K

% Port

0.35%

29.VGES

VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF SHARES

Unchanged

Value

$338K

2.2K

% Port

0.34%

30.N/A

AVANTIS EMERGING MARKETS EQUITY ETF

+1.7%

Value

$308K

3.3K

% Port

0.31%

31.VGES

VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF

-1.5%

Value

$275K

1.2K

% Port

0.27%

32.VGES

VANGUARD RUSSELL 1000 GROWTH INDEX FUND ETF SHARES

Unchanged

Value

$267K

2.1K

% Port

0.26%

33.ETHA

ISHARES MSCI USA MOMENTUM FACTOR ETF

Unchanged

Value

$266K

839

% Port

0.26%

34.VGES

VANGUARD FTSE EUROPE ETF

+1.1%

Value

$227K

2.6K

% Port

0.22%

35.SPY

STATE STREET SPDR S&P 500 ETF TRUST

Unchanged

Value

$221K

290

% Port

0.22%

36.NEE-PS

NEXTERA ENERGY INC

Unchanged

Value

$203K

2.7K

% Port

0.20%

37.N/A

NORTHERN TRUST INTERNATIONAL QUALITY DIVIDEND ETF

Unchanged

Value

$200K

5.8K

% Port

0.20%

38.STT-PG

STATE STREET SPDR S&P 400 MID CAP GROWTH ETF

Unchanged

Value

$199K

1.9K

% Port

0.20%

39.NONOF

NOVO NORDISK A/S

Unchanged

Value

$192K

5.1K

% Port

0.19%

40.ETHA

ISHARES GLOBAL EQUITY FACTOR ETF

Unchanged

Value

$191K

3.1K

% Port

0.19%

41.ETHA

ISHARES MSCI EAFE ETF

Unchanged

Value

$191K

1.8K

% Port

0.19%

42.JNJ

JOHNSON & JOHNSON

Unchanged

Value

$176K

666

% Port

0.17%

43.QQQ

INVESCO QQQ TR

Unchanged

Value

$172K

232

% Port

0.17%

44.VGES

VANGUARD SHORT TERM CORP BD ETF

Unchanged

Value

$171K

2.2K

% Port

0.17%

45.LMT

LOCKHEED MARTIN CORP

Unchanged

Value

$168K

330

% Port

0.17%

46.MSFT

MICROSOFT CORP

Unchanged

Value

$167K

325

% Port

0.17%

47.ETHA

ISHARES SELECT DIVIDEND ETF

Unchanged

Value

$160K

1.1K

% Port

0.16%

48.HD

HOME DEPOT INC

Unchanged

Value

$146K

514

% Port

0.14%

49.VGES

VANGUARD TOTAL BOND MARKET INDEX FUND ETF SHARES

-0.6%

Value

$138K

2.0K

% Port

0.14%

50.MRK

MERCK & CO. INC.

Unchanged

Value

$138K

950

% Port

0.14%